FSCA-regulated Category I FSP broker in South Africa with an established compliance structure, appointed key roles, and a local bank account. The licence covers broad financial product categories and that ownership transfer can usually be completed in 7–10 business days.
South Africa FSCA-Regulated FSP Broker in South Africa
$100,000
Sold| Company Incorporation | 2023 |
| Regulator | Financial Sector Conduct Authority (FSCA) |
| Regulatory Structure / Authorization Type | Financial Services Provider (FSP) |
| Regulator Jurisdiction | South Africa |
| Licence / Registration Valid Until / Next Renewal | 2025 |
| Regulatory Status | Licensed |
| Authorized Jurisdictions | South Africa |
| Transaction Type | Sale of the licensed entity |
This company is a Financial Services Provider (FSP) regulated by the Financial Sector Conduct Authority (FSCA) in South Africa, holding a Category I FSP licence. The entity was incorporated in 2023 and has been operating under an established regulatory and compliance structure since licence issuance.
The licence authorises the provision of non-automated financial advice and intermediary services across a wide range of approved financial products. A minimum of one local bank account is included, and the company benefits from an existing operational setup, including appointed key individuals and external compliance support.
A change of ownership can typically be completed within 7–10 business days, making this an efficient acquisition option for buyers seeking a regulated brokerage platform in South Africa.
Technology & Compliance Stack
• FSCA Category I regulatory framework in place
• Appointed Key Individual, Director, and External Compliance Officer
• Compliance and reporting structure established
• Local banking relationship included
(No specific technology or trading platforms disclosed)
Products & Activities Approved
Under its FSCA Category I FSP licence, the company is approved to operate across the following financial product categories:
-
Pension Fund Benefits
-
Retail Pension Benefits
-
Long-Term Insurance
-
Shares
-
Money Market Instruments
-
Debentures and Securitised Debt
-
Bonds
-
Derivative Instruments
-
Participatory Interests in a Collective Investment Scheme
-
Long-Term Deposits
-
Short-Term Deposits
-
Broad permissions for non-automated financial advice and intermediary services
This approval scope allows the company to function as a regulated broker across multiple financial product lines within the FSCA framework.