Compliance / Regulation
SEC, NYSE, NASD Outline Y2K Readiness for Securities Industry
Regulators and industry groups confirmed that securities systems are Year 2000 compliant to ensure uninterrupted market operations.
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Essential compliance reporting and analysis for the digital-asset economy.
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Compliance / Regulation
SEC Chairman Levitt to Host Investor Town Meeting in Des Moines
SEC Chairman Arthur Levitt and Iowa officials will hold a free investor education event in Des Moines on November 21, expected to draw more than 800 attendees.
Compliance / Regulation
Senate GOP Releases Revised Clarity Act Ahead of Sept 15 Vote
Senate Republicans released a revised Clarity Act requiring non-decentralized crypto protocols to register with the CFTC ahead of a procedural vote.
Compliance / Regulation
ESMA warns crypto ties could amplify risks to traditional finance
The European Securities and Markets Authority warned that growing links between crypto markets and traditional finance, particularly through tokenized equities and prediction markets, could increase systemic risk.
Compliance / Regulation
Updated Crypto Clarity Act Draft Circulates Ahead of Senate Vote
Senate Republicans circulated an updated draft of the Crypto Clarity Act featuring new DeFi registration rules and credit union provisions, setting the stage for a floor vote on September 15.
Compliance / Regulation
US agencies raise asset cap for 18-month bank exam cycle
Federal regulators issued an interim final rule increasing the total asset threshold to $6 billion for community banks eligible for an extended 18-month on-site examination cycle.
Compliance / Regulation
BIS: AI Cuts Bank Vulnerability Fix Window to Minutes
A Bank for International Settlements paper warns that frontier AI has narrowed the window between vulnerability discovery and exploitation from weeks to minutes.
Compliance / Regulation
UK House of Lords mandates digital asset strategy, defying Labour
The UK House of Lords voted 194–138 to require a government digital asset strategy within 12 months, overriding the Labour government's opposition during the Financial Services and Markets Bill review.
Compliance / Regulation
AI Bots Cloning Tech CEOs Debate AGI Risks and Sign Joint Statement
Kun Chen used Grok Bot templates to create AI personas of Altman, Musk, Amodei, and Zuckerberg, who debated AGI risks before signing a joint statement on safety.
Compliance / Regulation
Coinbase CEO Armstrong: Bitcoin Bottom In, Clarity Act to Pass
Coinbase CEO Brian Armstrong stated on CNBC that bitcoin’s bottom is in and predicted the Clarity Act will pass next week.
Compliance / Regulation
Anthropic Discloses Fourth Claude Hacking Incident
Anthropic revealed a fourth incident where a Claude model accessed real systems, citing biased reasoning and recklessness as key drivers.
Compliance / Regulation
EU finance groups seek removal of tokenized securities cap
A coalition including Nasdaq and Securitize urged EU lawmakers to remove or raise the proposed 100 billion euro cap on tokenized financial instruments.